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Professional Indemnity of Investment Intermediaries

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Professional Indemnity of Investment Intermediaries

The Professional Indemnity of Investment Intermediaries insurance is compulsory since November 1, 2007 under the Markets in Financial Instruments Act. The covered risks under this insurance are for the following investment services and activities:

  • accepting and delivery of orders in connection to one of more financial instruments
  • investment research and financial analyses or other forms of general recommendations related to deals with financial instruments
  • insured events covered under this policy for material damages caused to investors in financial instruments that occurred on the territory of the European Union and the European Economic Area
  • all expenses for the settlement of claims resulting from a proven harmful event covered under the insurance policy, and made with the consent of the Insurer, the limits under the policy also including the expenses for the settlement of the claims

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